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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2015-08-27 |
Branch Locations
39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States
110 N Wacker Dr, Chicago, IL 60606 • United States
Dearborn, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Troy | MI | 05/2010 | Present |
| Bank Of America, N.A. | Troy | MI | 05/2010 | Present |
I*457553: Entity Charitable Name: United Way of Southeastern Michigan Investment: No Address: Detroit, MI Position: Director, Start date: 9/1/23 Hours: 4 hour(s) Weekly Hours during trading hours: 4 Duties: Chairman of the Board. All decision with regards to budgets or investments are made as a collective board. I will refrain from being directly involved from any investment or budgeting advice. I* 1738308For profit or not for profit: Entity For Profit Name of outside business organization: ALN 1 LLC Investment related: no Address of business: Dearborn, MI, 48127Nature of business: Limited Liability Company Position: General Partner/Managing Member Start date of relationship: 04/01/2024Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0Duties: This is an LLC to hold a residential single family home that rent. It is Dearborn Heights MI 48127 I* 1738309For profit or not for profit: Entity For Profit Name of outside business organization: ALN 2, LLC Investment related: no Address of business: Dearborn, MI, 48124Nature of business: Limited Liability Company Position: General Partner/Managing Member Start date of relationship: 04/01/2024Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0Duties: This is a LLC to hold a rental property. Dearborn Heights MI 48127, a single family home. I*2192267, Entity Type: Entity Charitable, Name of OBA: Detroit Economic Club, Address: Detroit, Michigan, 48226, Investment Related: N, Position: Board Member, Employee State Date: 04/29/2025, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: The DEC is a non-profit organization committed to the discussion and debate of important business, government, and social issues. I will be a board member on the board of directors I*2192264, Entity Type: , Name of OBA: Business Leaders for Michigan , Address: Detroit, Michigan, 48243-1802, Investment Related: N, Position: Board Member, Employee State Date: 02/10/2025, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: To make Michigan a Top 10 state for jobs, talent, and a thriving economy. I will be a board member on the board of directors for the organization. I*3146264Entity Type: Not for Profit Name of OBA: Detroit Regional ChamberAddress: Detroit, Michigan, 48226Investment Related: NoPosition: Board MemberEmployee Start Date: 01/08/2026Number of Hours: 1, MonthlyNumber of Hours during trading: 1, Monthly Duties: The mission is to create a business-friendly climate and drive economic growth, in the Southeast Michigan area surrounding Detroit. Board Member- Fiduciary Duties: Act in the organizations best interest on help it achieve the mission of a stronger business community in Detroit. Strategic Planning: Help set the organizations vision, mission, and goals. Leadership: Select, support, and evaluate the performance of the CEO. Fundraising and resource development: Actively participant in fund raising activities. Ambassadorship: Act as an ambassador to the community, promoting the organizations mission and work. I*3266267, Entity Type: Entity Charitable, Name of OBA: Detroit Institute of Arts, Address: Detroit, Michigan, 48202, Investment Related: N, Position: Board Member, Employee State Date: 01/01/2026, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: Board member to help with governance,This is Detroit's Art Institute, and it hold multiple collections of art. It is open to the public, and has exhibits, events, and provides education in the arts I*4764290 Type: Charitable Name: Downtown Detroit Partnership Address: Detroit, MI Investment: No Association: Board Member Start Date: 6/30/26 Hours: 8, Yearly Hours during trading: 2, Yearly Duties: The DDP aims to create a vibrant and thriving urban core that is clean, safe, and welcoming for Detroit and the region.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-25 |
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