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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-01 |
| PA | RA | APPROVED | 2011-09-30 |
Branch Locations
1000 E Walnut St Ste 502, Perkasie, PA 18944-5463 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rwc Investment Management | Doylestown | PA | 11/2010 | Present |
| Lpl Financial Llc | Doylestown | PA | 06/2011 | Present |
1. 06/21/2011 - RWC Investment Management, LLC -INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 10/21/2011 - OTHER-ARTIST - SOUL FLOWER ARTS - ARTIST - SOULFLOWERARTS (OWNER OF THIS INTERNET STORE WHICH ONLY SELLS MY ART) ;CLAYRATSTUDIO(LOCAL GALLERY STORE - NO LONGER WORKING STORE, JUST SELLING MY ART AND RECEIVING A PORTION OF MY SALES FROM THE STORE). - TIME SPENT 10%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-28 |
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