Gregory John Frentzen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → 11/2016
  Cuso Financial Services, Lp
  San Diego, CA
• 02/2012 → 11/2016
  Trumark Financial Credit Union
  Richboro, PA
• 11/2016 → 06/2022
  Securities America, Inc.
  Perkasie, PA
• 11/2016 → 06/2022
  Securities America Advisors, Inc.
  Perkasie, PA
• 06/2022 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 06/2020 → Present
  Frentzen Financial Solutions Llc
  Perkasie, PA
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-11-23 → 2022-06-21
  Securities America Advisors, Inc.
  Perkasie, PA
  Perkasie, PA
• 2012-02-21 → 2016-11-28
  Cuso Financial Services, L.P.
  Richboro, PA
  Jenkintown, PA
  Philadelphia, PA
  Philadelphia, PA
  North Wales, PA
  Philadelphia, PA
  Philadelphia, PA
  Conshohoken, PA
  Trooper, PA
  Warrington, PA
  Doylestown, PA
  Horsham, PA
• 2009-01-02 → 2012-02-17
  Raymond James Financial Services Advisors, Inc
  North Wales, PA
• 2008-09-24 → 2009-01-02
  Raymond James Financial Services, Inc.
  Lancaster, PA
  Rockaway, NJ
  Yardley, PA
  Rockaway, NJ

Other Businesses

1) NAME OF OTHER BUSINESS: FRENTZEN FINANCIAL SOLUTIONS LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 4/2003, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, FIXED ANNUITIES, AND LONG-TERM CARE

Exams

• S66 Uniform Combined State Law Examination
  2008-05-15
• S63 Uniform Securities Agent State Law Examination
  2002-08-05

Other Names

• Gregory John Frentzen
• Gregory John Frentzen