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8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-03-01 |
Branch Locations
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
7801 Beechmont Ave Ste 11, Cincinnati, OH 45255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Financial Services, Inc. | Cincinnati | OH | 09/2014 | 06/2017 |
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 01/2015 | 06/2017 |
| Thurston Springer Financial | Indianapolis | IN | 05/2016 | 03/2023 |
| Sa Stone Inv Advisors Inc. | Birmingham | AL | 01/2015 | 06/2017 |
| Sterne Agee Financial Services Inc | Cincinnati | OH | 09/2014 | 06/2017 |
| United Advisor Group | Cincinnati | OH | 02/2023 | Present |
| Silver Oak Securities | Jackson | TN | 03/2023 | Present |
1). Bove Connolly Taylor Financial (DBA BCT Financial),Is Investment Related,"7801 Beechmont Ave., Suite 11, Cincinnati, OH, 45255, United States",Financial Consulting,Partner,2004-11-01,15 hours per month,0 hours per month during trading hours,Commission Compensation,"Insurance Sales, Tax Prep" 2). United Advisor Group,Is Not Investment Related,,RIA,Owner/IAR,2023-02-06,160 hours per month,15 hours per month during trading hours,Fee Based Compensation,"Financial Planning, Investment Management"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-20 |
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