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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-01-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Flagstar Bank | Troy | MI | 03/2012 | 09/2016 |
| Infinex Investments, Inc. | Troy | MI | 07/2016 | 09/2016 |
| Scottrade, Inc. | Novi | MI | 09/2016 | 09/2018 |
| Td Ameritrade, Inc. | Novi | MI | 02/2018 | 06/2024 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | Novi | MI | 12/2022 | Present |
1) First Presbyterian Church or Royal Oak | Investment Related:No|259 Hendrie Blvd. |Royal Oak|MI|48067|US|Nonprofit Charitable Organizations|Elder|8/1/2024|Less than 20|0|Church Elder - Elders serve as the spiritual leaders of our church, and together, they make up the Session. Elders each serve a term of three years. The Session meets on the 3rd Tuesday of the month at 7pm and a Zoom/hybrid option is available. Elders serve on one additional committee and at some point during their term will serve as chair or co-chair of that committee. Those meetings meet at other times, many of them on other Tuesdays in the month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-01 |
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