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Nancy Ann Adams

Northwestern Mutual Investment Services, LLC

Fairfield, CT

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-11-05
  • CT RA
    APPROVED
    Since 2013-11-05

Branch Locations

1 Eliot Place Ste 200, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael Mcneil Fairfield CT 10/2008 Present
Northwestern Mutual Investment Services Llc Fairfield CT 10/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-04
S63 Uniform Securities Agent State Law Examination 1999-02-06
  • S65 Uniform Investment Adviser Law Examination
    2013-11-04
  • S63 Uniform Securities Agent State Law Examination
    1999-02-06
Other Names
  • Nancy Spiegel
  • Nancy Spiegel Adams
  • Nancy Ann Spiegel

View on SEC IAPD

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PAUL JOHN DEARCE
MICHAEL BRADEN GOLEMBIESKY
David Kenneth Galuskin

Other Offices

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
EDGEWOOD CAPITAL ADVISORS, LLC · SOUTHPORT, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Southport, CT
DAYMARK WEALTH PARTNERS, LLC · Southport, CT

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