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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-01-16 |
| UT | RA | APPROVED | 2018-01-18 |
Branch Locations
One South Main Street, Salt Lake City, UT 84133 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Salt Lake City | UT | 05/1999 | 07/2017 |
| Zions Bank | Salt Lake City | UT | 10/2017 | Present |
| Lpl Financial, Llc | Salt Lake City | UT | 10/2017 | Present |
1. 01/18/2018 - Zions Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2. 01/17/2018 - ZB, N.A. - Financial Institution Duty - inv rel - at reported business location(s) - start: 10/2017 - 8 hr/mth 3. 01/10/2018 - Brigham Young University - teach online courses for th University - inv rel - Rexburg, ID - start: 12/2012 - 36 hr/mth 4. 3/5/2020 - Vectra Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/03/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 3/6/2020 - Amegy Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/03/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 3/6/2020 - NBAZ Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/03/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 7. 3/6/2020 - CB&T Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/03/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 3/12/2020 - Wealth Select Team at Zions Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/10/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 9. 3/12/2020 - Wealth Select Team at Amegy Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/10/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 10. 3/12/2020 - Wealth Select Team at NBAZ Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/10/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 11. 3/12/2020 - Wealth Select Team at CB&T Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/10/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 12. 3/12/2020 - Wealth Select Team at Vectra Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/10/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 13. 4/17/2020 - NSB Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/16/2020 - 160 Hours Per Month During Securities Trading. 14. 7/30/2020 - Wealth Select Team at NSB Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 7/29/2020 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-18 |
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