Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-12-10
TX RA APPROVED_RES 2018-12-07
  • FL RA
    APPROVED
    Since 2018-12-10
  • TX RA
    APPROVED_RES
    Since 2018-12-07

Branch Locations

14311 Metropolis Ave Ste 205, Fort Myers, FL 33912 • United States

Naples, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Cape Coral FL 01/2009 12/2018
Ameriprise Financial Services, Inc. Bokeelia FL 12/2018 03/2020
Ameriprise Financial Services, Llc Fort Myers FL 03/2020 Present
  • 01/2009 → 12/2018
    Stifel Nicolaus & Co Inc
    Cape Coral, FL
  • 12/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Bokeelia, FL
  • 03/2020 → Present
    Fort Myers, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-12
S63 Uniform Securities Agent State Law Examination 1998-07-16
  • S66 Uniform Combined State Law Examination
    2009-05-12
  • S63 Uniform Securities Agent State Law Examination
    1998-07-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fort Myers, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor