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William Norman Doan

Wells Fargo Advisors Financial Network, LLC

Terre Haute, IN

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-01-20
  • IN RA
    APPROVED
    Since 2021-01-20

Branch Locations

2901 Ohio Blvd Ste 154, Terre Haute, IN 47803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Charlotte NC 11/2009 03/2020
Wells Fargo Advisors Financial Network, Llc Terre Haute IN 01/2021 Present
Unemployed Terre Haute IN 03/2020 01/2021
Previous Registrations
  • 2009-11-30 → 2020-03-17
    Lpl Financial Llc
    Fort Mill, SC
    Terre Haute, IN
    Terre Haute, IN
    Terre Haute, IN
    Danville, IL
    Covington, IN
    Clinton, IN
    Rockville, IN
    Terre Haute, IN
  • 2005-11-30 → 2009-12-01
    Invest Financial Corporation
    Terre Haute, IN
  • 2002-08-12 → 2005-12-01
    Onb Investment Services, Inc.
    Terre Haute, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1998-07-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1998-07-17
Other Names
  • Bill Doan

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · TERRE HAUTE, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Terre Haute, IN
LPL FINANCIAL LLC · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TERRE HAUTE, IN
MORGAN STANLEY · TERRE HAUTE, IN
EDWARD JONES · TERRE HAUTE, IN

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