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Daniel Michael Vaughan

Fifth Third Securities, Inc.

Mason, OH

Hamilton, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2005-02-14
  • OH RA
    APPROVED
    Since 2005-02-14

Branch Locations

225 West Main Street, Mason, OH 45040 • United States

3131 Princeton Rd, Hamilton, OH 45011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities, Inc. Cincinnati OH 03/1999 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-06
S63 Uniform Securities Agent State Law Examination 1998-06-25
  • S66 Uniform Combined State Law Examination
    2005-12-06
  • S63 Uniform Securities Agent State Law Examination
    1998-06-25

View on SEC IAPD

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Other Offices

RETIRE RIGHT WEALTH MANAGEMENT · MASON, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Mason, OH
PNC WEALTH MANAGEMENT LLC · MASON, OH
J.P. MORGAN SECURITIES LLC · MASON, OH
PROVENANCE WEALTH ADVISORS · MASON, OH
LPL FINANCIAL LLC · MASON, OH
EDWARD JONES · MASON, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Mason, OH

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