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Thomas Andrew Nemec

Edelman Financial Engines

Lexington, KY

Cincinnati, OH

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-06-10
OH RA APPROVED 2016-11-30
TX RA APPROVED_RES 2016-11-30
  • KY RA
    APPROVED
    Since 2024-06-10
  • OH RA
    APPROVED
    Since 2016-11-30
  • TX RA
    APPROVED_RES
    Since 2016-11-30

Branch Locations

3094 Harrodsburg Road Suite 202, Lexington, KY 40513 • United States

100 East Business Way Suite 360, Cincinnati, OH 45241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 07/2014 11/2016
Financial Engines Advisors L.L.C. Cincinnati OH 11/2016 Present
  • 07/2014 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Cincinnati, OH
Previous Registrations
  • 2014-07-01 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Overland Park, KS
    Cincinnati, OH
  • 2008-04-11 → 2014-07-02
    The Mutual Fund Store
    Cincinnati, OH
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-28
S63 Uniform Securities Agent State Law Examination 1998-06-25
  • S65 Uniform Investment Adviser Law Examination
    2008-03-28
  • S63 Uniform Securities Agent State Law Examination
    1998-06-25

View on SEC IAPD

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Other Investors

MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY
MARC ALLEN MOORE
AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

More in Lexington, KY

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