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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-03-23 |
| TX | RA | APPROVED | 2022-03-23 |
Branch Locations
500 College Rd East Ste 230, Princeton, NJ 08540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Princeton | NJ | 11/2012 | 03/2022 |
| Lpl Financial Llc | Princeton | NJ | 03/2022 | Present |
1)01/20/2022 - Alcove Private Wealth - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 160 Hr/Mth 2)01/20/2022 - Block Island Property - Owner of Real Estate Rental - Inv Rel - Black Island, RI - Start: 09/2014
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-12 |
| S65 | Uniform Investment Adviser Law Examination | 1999-01-12 |
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