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Michael David Arnold

LPl Financial LLC

Minneapolis, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-20
  • MN RA
    APPROVED
    Since 2013-12-20

Branch Locations

209 Churchill St West, Ste 101, Minneapolis, MN 55082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Minnetonka MN 11/2004 Present
Previous Registrations
Other Businesses

1. 01/23/2014 - Edgewood Properties LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 2% - The LLC will invest in 500 acres of farmland. 2. 07/31/2014 - ARNOLD FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 160 HOURS PER MONTH -MINNETONKA MN. 3. 1/4/2022 - No Business Name - Investment Related - Woodbury MN 55125 - Real Estate Rental - Started 01/21/2022 - 1 Hour Per Month During Securities Trading. 4. 03/30/2022 - Juno Distribution - Investment Related - Stillwater MN, 19427 and Maple Grove MN - Real Estate Rental - Start Date: 08/01/2013 - 5 Hours Per Month/0 Hours During Securities Trading - LLC for rental property; consists of Two townhouses. 5. 04/14/2022 - No Business Name - Investment Related - Oak Park Heights MN 55082 - Real Estate Rental - Start Date - 04/29/2022 - 1 Hours Per Month/ 0 Hours During Securities. 6. 05/09/2022 - No Business Name - Investment Related - Stillwater MN 55082 - Real Estate Rental - Start Date - 05/06/2022 - 5 Hours Per Month/ 0 Hours During Securities Trading. 7. 07/08/2022 - No Business Name - Investment Related - Oak Park Heights MN 55082 - Real Estate Rental - Start Date - 08/01/2022 - 2 Hours Per Month/ 2 Hours During Securities Trading. 8. 08/25/2022 - No Business Name - Investment Related - Stillwater MN 55082 - Real Estate Rental - Start Date - 08/31/2022 - 1 Hours Per Month/1 Hours During Securities Trading. 9. 12/19/2022 - No Business Name - Investment Related - Woodbury MN 55125 - Real Estate Rental - Start Date - 12/14/2022 - 1 Hours Per Month/1 Hours During Securities Trading 10. 04/26/2023 - No Business Name - Investment Related - Woodbury MN 55125 - Real Estate Rental - Start Date 05/12/2023 - 1 Hours Per Month/0 Hours During Securities Trading 11. 10/16/2023 - Real Estate Rental - Investment Related - Woodbury, MN - Start Date 11/01/2023 - 1 Hour per Month/ 0 Hours During Securities Trading 12. 10/16/2023 - Real Estate Rental - Investment Related - Woodbury, MN - Start Date 5/12/2023 - 1 Hour per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-29
  • S66 Uniform Combined State Law Examination
    2000-09-29

View on SEC IAPD

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