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192 Ballard Court Suite 400, Virginia Beach, VA 23462 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-06-03 |
Branch Locations
192 Ballard Court Suite 400, Virginia Beach, VA 23462 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp. | Lincoln | NE | 06/2006 | 01/2023 |
| Ameritas Life Insurance Corp | Lincoln | NE | 06/2006 | 01/2023 |
| Summit Group Of Virginia | Virginia Beach | VA | 04/2000 | Present |
| The Ascent Group, Llc | Virginia Beach | VA | 06/2021 | Present |
| Triad Advisors | Norcross | GA | 02/2023 | 08/2024 |
| Osaic Wealth, Inc. | Virginia Beach | VA | 08/2024 | Present |
1) ALERA GROUP, INC. POSITION: Associate NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2023 ADDRESS: 3 Parkway N, Suite 500, Deerfield IL 60015, United States DESCRIPTION: Associate with Alera Group; act as an RR, IAR, and insurance agent as applicable to continue serving existing clients as well as new clients. 2) THE ASCENT GROUP, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/15/2021 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462 DESCRIPTION: As an investment advisor representative, I will provide investment advice in return for an advisory fee. 3) INSURANCE POSITION: agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 05/01/1998 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462, United States DESCRIPTION: sales 4) SUMMIT GROUP OF VIRGINIA, LLP POSITION: Financial Advisor NATURE: LLP. DBA My agency sold its assets to Alera Group Inc. and is doing business under the name Summit Group of Virginia. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/02/2023 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462 DESCRIPTION: will continue to act as an RR, IAR, and insurance agent as applicable to continue servicing my existing clients as well as new clients. We do business as Summit Group of Virginia. 5) UNITED WAY OF SOUTH HAMPTON ROADS POSITION: board service NATURE: independently incorporated nonprofit organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2022 ADDRESS: 2515 Walmer Ave, Norfolk VA 23513 DESCRIPTION: Serve on the investment committee for the United Way's foundation in South Hampton Roads. Responsible for reviewing investment recommendations of investment managers and ensuring that the assets of the foundation are being managed appropriately. 6) WOMEN UNITED POSITION: board service NATURE: Independently incorporated nonprofit organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2008 ADDRESS: 2515 Walmer Ave, Norfolk VA 23513, United States DESCRIPTION: Serve on the investment committee for the United Way's foundation in South Hampton Roads, responsible for reviewing investment recommendations of investment managers and assuring that the assets of the foundation are being managed appropriately. 7) BALLARD GALLER, LLC POSITION: member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/29/2022 ADDRESS: 337 Whitehaven Road, Virginia Beach VA 23451, United States DESCRIPTION: Hold membership in Ballard Summit, LLC 8) BALLARD SUMMIT LLC POSITION: member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2022 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462, United States DESCRIPTION: Hold membership in Ballard Summit, LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-27 |
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