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Current Employers
The Ascent Group, Llc

192 Ballard Court Suite 400, Virginia Beach, VA 23462 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-06-03
  • VA RA
    APPROVED
    Since 2021-06-03

Branch Locations

192 Ballard Court Suite 400, Virginia Beach, VA 23462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Corp. Lincoln NE 06/2006 01/2023
Ameritas Life Insurance Corp Lincoln NE 06/2006 01/2023
Summit Group Of Virginia Virginia Beach VA 04/2000 Present
The Ascent Group, Llc Virginia Beach VA 06/2021 Present
Triad Advisors Norcross GA 02/2023 08/2024
Osaic Wealth, Inc. Virginia Beach VA 08/2024 Present
  • 06/2006 → 01/2023
    Ameritas Investment Corp.
    Lincoln, NE
  • 06/2006 → 01/2023
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 04/2000 → Present
    Summit Group Of Virginia
    Virginia Beach, VA
  • 06/2021 → Present
    Virginia Beach, VA
  • 02/2023 → 08/2024
    Triad Advisors
    Norcross, GA
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Virginia Beach, VA
Previous Registrations
  • 2006-06-30 → 2021-06-07
    Ameritas Investment Company, Llc
    Virginia Beach, VA
    Lincoln, NE
    Freeport, NY
  • 2005-07-13 → 2006-06-30
    Carillon Investments, Inc.
    Virginia Beach, VA
    Virginia Beach, VA
Other Businesses

1) ALERA GROUP, INC. POSITION: Associate NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2023 ADDRESS: 3 Parkway N, Suite 500, Deerfield IL 60015, United States DESCRIPTION: Associate with Alera Group; act as an RR, IAR, and insurance agent as applicable to continue serving existing clients as well as new clients. 2) THE ASCENT GROUP, LLC POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/15/2021 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462 DESCRIPTION: As an investment advisor representative, I will provide investment advice in return for an advisory fee. 3) INSURANCE POSITION: agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 05/01/1998 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462, United States DESCRIPTION: sales 4) SUMMIT GROUP OF VIRGINIA, LLP POSITION: Financial Advisor NATURE: LLP. DBA My agency sold its assets to Alera Group Inc. and is doing business under the name Summit Group of Virginia. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/02/2023 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462 DESCRIPTION: will continue to act as an RR, IAR, and insurance agent as applicable to continue servicing my existing clients as well as new clients. We do business as Summit Group of Virginia. 5) UNITED WAY OF SOUTH HAMPTON ROADS POSITION: board service NATURE: independently incorporated nonprofit organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2022 ADDRESS: 2515 Walmer Ave, Norfolk VA 23513 DESCRIPTION: Serve on the investment committee for the United Way's foundation in South Hampton Roads. Responsible for reviewing investment recommendations of investment managers and ensuring that the assets of the foundation are being managed appropriately. 6) WOMEN UNITED POSITION: board service NATURE: Independently incorporated nonprofit organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2008 ADDRESS: 2515 Walmer Ave, Norfolk VA 23513, United States DESCRIPTION: Serve on the investment committee for the United Way's foundation in South Hampton Roads, responsible for reviewing investment recommendations of investment managers and assuring that the assets of the foundation are being managed appropriately. 7) BALLARD GALLER, LLC POSITION: member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/29/2022 ADDRESS: 337 Whitehaven Road, Virginia Beach VA 23451, United States DESCRIPTION: Hold membership in Ballard Summit, LLC 8) BALLARD SUMMIT LLC POSITION: member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2022 ADDRESS: 192 Ballard Court, Suite 400, Virginia Beach VA 23462, United States DESCRIPTION: Hold membership in Ballard Summit, LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-30
S63 Uniform Securities Agent State Law Examination 1998-07-27
  • S65 Uniform Investment Adviser Law Examination
    2005-06-30
  • S63 Uniform Securities Agent State Law Examination
    1998-07-27
Other Names
  • Ashley Council Dorroh
  • Ashley Council Dorroh
  • Ashley Council Galler

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