David Johnston Morrison

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → Present
  Linsco Private Ledger
  Greenwood Village, CO

Previous Registrations

• 2004-04-16 → 2005-12-31
  Capital Consulting
  Greenwood Village, CO
• 2002-03-18 → 2004-02-24
  Banc One Securities Corporation
  Denver, CO

Other Businesses

1. 3/7/2011: DBA ONLY - PROSPERION FINANCIAL ADVISORS - GREENWOOD VILLAGE, CO. 2. 10/1/2012: DBA ONLY - PROSPERION PARTNERS, LLC - GREENWOOD VILLAGE, CO 3. 2/12/2021 - Abacus Financial Group, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date: 1/22/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 4. 3/26/2021 - Colorado CareerConnect - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Start Date: 1/22/2021 - 0 Hours Per Month/0 Hours During Securities Trading - DBA of a workshop business.

Exams

• S66 Uniform Combined State Law Examination
  2001-11-13