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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-11
  • CA RA
    APPROVED
    Since 2019-01-11

Branch Locations

2744 Del Rio Pl Ste. 120, Davis, CA 95618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Davis CA 04/1998 Present
Raul Herrera Insurance Agency Davis CA 10/1994 Present
State Farm Investment Management Corp Davis CA 09/2018 Present
  • 04/1998 → Present
    State Farm Vp Management Corp.
    Davis, CA
  • 10/1994 → Present
    Raul Herrera Insurance Agency
    Davis, CA
  • 09/2018 → Present
    Davis, CA
Other Businesses

1) KIWANIS CLUB OF DAVIS; NOT INVESTMENT RELATED; 1620 E, 8TH, DAVIS CA 95616; MEMBERSHIP/CIVIC/FRATERNAL ORGANIZATION; BOARD MEMBER SINCE 10/01/2017; GOLF TOURNAMENT CO-CHAIR, DELIVER MEALS ON WHEELS, SPEAKER PROGRAM CHAIR; 25-HOURS PER MONTH DEVOTED; 15-DURING TRADING HOURS. 2) Kiwanis Club of Davis Foundation; non-investment related; 1211 Villaverde Ln, Davis, CA 95618; Membership/Civic/Fraternal Organization; Director; 10/01/2019; 15; 4; I on the Golf Tournament committee. which raises funds for the Kiwanis House located on the campus of UC Davis Hospital in Sacramento CA. 3) Raul Herrera's Insurance Agency; Insurance Agency; Investment-related; 2744 Del Rio Pl Ste 120 Davis, CA 95618-6571; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/1/1992; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-11
S63 Uniform Securities Agent State Law Examination 2000-07-25
  • S65 Uniform Investment Adviser Law Examination
    2019-01-11
  • S63 Uniform Securities Agent State Law Examination
    2000-07-25

View on SEC IAPD

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