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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-04 |
Branch Locations
1615 Northern Blvd Suite 304, Manhasset, NY 11030 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 08/2015 | 09/2023 |
| Santander Securities, Llc | Dorchester | MA | 09/2015 | 01/2023 |
| Santander Securities, Llc | Dorchester | MA | 01/2023 | 09/2023 |
| Osaic Wealth, Inc | Manhasset | NY | 10/2023 | Present |
OAKFIELD WEALTH MANAGEMENT GROUP LLC POSITION: Contractor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/02/2023 ADDRESS: 191 Oakfield Ave, Dix Hills NY 11746, United States DESCRIPTION: Financial Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-25 |
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