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1 Corporate Drive Suite 225, Shelton, CT 06484 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-09-30 |
| CT | RA | APPROVED | 2017-06-13 |
Branch Locations
1 Corporate Drive Suite 225, Shelton, CT 06484 • United States
Lenoir City, TN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Stamford | CT | 04/2009 | 06/2017 |
| Procyon Advisors, Llc | Lenoir City | TN | 06/2017 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 06/2017 | 12/2021 |
1) FINRA ARBITRATOR. INVESTMENT RELATED. 200 LIBERTY ST, NY NY. ARBITRATOR. ARBITRATOR. START NOV, 2005. 1 HOUR/MONTH, 0 DURING TRADING. 2) Insurance Producer; Investment Related; Various, Various, CT. Various; Insurance Companies; 04/2009; 3 hours per month; Insurance Agent for Life/Health/LTC/Disability Insurance 3) DELC. INVESTMENT RELATED. 201 BLACK ROCK TURNPIKE, FAIRFIELD, CT 06825. TEA MANUFACTOR. MEMBER OF INVESTMENT COMMITTEE. START DATE: 01/16/2020. 1 HOUR PER MONTH/1 HOUR DURING TRADING. SERVE AS A MEMBER OF THE INVESTMENT COMMITTEE. 4) Arbolus. Non-Investment Related. Brooklyn, NY. Expert Network. Start 10/2020. Respond to researchers questions on industry trends. 5) GLG. Non-Investment Related. 60 E 42nd St, 3rd Floor, NY, NY 10165. Expert Network. Start 10/2020. Respond to researchers questions on industry trends. 6) Procyon Benefits LLC; Not Investment Related; 1 Corp Drive, 225, Shelton, CT. 06484; LLC focused on providing Employee benefits- predominantly medical,dental, life insurance, etc; Owner; 04/01/2022; 3 hours per month; Owner 7) Procyon Tax LLC; Investment Related; 1 Corp Drive , Suite 225, shelton, CT. 06484; Pass Through entity for partnership with CPA firm to collect referral revenue.; Member,1/11th Owner; 04/01/2022; 5 hours per month; Member 8) Procyon Risk LLC; Investment Related; 1 Corp Drive, Suite 225, shelton, CT. 06484; Pass through entity for referral business with insurance companies.; Member; 04/01/2022; 2 hours per month; Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-08-11 |
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