Seok Jo

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2015-11-19
HI	RA	APPROVED	2015-09-17
PA	RA	APPROVED	2015-09-14
FL	RA	APPROVED	2015-05-26
NJ	RA	APPROVED	2015-05-20
MD	RA	APPROVED	2015-05-19
CA	RA	APPROVED	2015-05-05

NC RA
APPROVED

Since 2015-11-19
HI RA
APPROVED

Since 2015-09-17
PA RA
APPROVED

Since 2015-09-14
FL RA
APPROVED

Since 2015-05-26
NJ RA
APPROVED

Since 2015-05-20
MD RA
APPROVED

Since 2015-05-19
CA RA
APPROVED

Since 2015-05-05

Branch Locations

8665 Wilshire Blvd. Suite 200, Beverly Hills, CA 90211 • United States

Sts Wealth Management, Inc.

La Crescenta, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2012-08-03

CA RA
APPROVED

Since 2012-08-03

Branch Locations

La Crescenta, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sts Wealth Management, Inc	La Crescenta	CA	05/2012	Present
Royal Alliance Associates Inc. Dba Crown Financial Partners	Beverly Hills	CA	03/2015	Present
The Pacific Bridge Companies	Monrovia	CA	01/2014	Present

05/2012 → Present

Sts Wealth Management, Inc

La Crescenta, CA
03/2015 → Present

Royal Alliance Associates Inc. Dba Crown Financial Partners

Beverly Hills, CA
01/2014 → Present

The Pacific Bridge Companies

Monrovia, CA

Previous Registrations

2007-02-14 → 2011-05-10

The Wealth Collaborative, Inc.

Woodland Hills, CA
2004-09-29 → 2007-10-02

Lwi Financial Inc.

Los Angeles, CA
2004-07-07 → 2004-09-30

Loring Ward Capital Management Inc.

Los Angeles, CA

Other Businesses

1) STS WEALTH MANAGEMENT, INC. POSITION: PRESIDENT NATURE: CORPORATION INVESTMENT RELATED: YES NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 08/02/2012 ADDRESS: 8665 WILSHIRE BLVD., SUITE 200, BEVERLY HILLS CA 90211 DESCRIPTION: FEE-BASED ASSET MANAGEMENT & FINANCIAL PLANNING; SPEND ABOUT 40 HOURS A MONTH, WITH ABOUT 10 HOURS DURING TRADING HOURS.SALESFORCE APPROVAL TICKET 10481564 2) CROWN FINANCIAL PARTNERS POSITION: CHIEF INVESTMENT OFFICER NATURE: LLC INVESTMENT RELATED: YES NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/15/2015 ADDRESS: 8665 WILSHIRE BLVD., SUITE 200, BEVERLY HILLS CA 90211 DESCRIPTION: SEE TITLE/EMAIL SIGNATURE SALESFORCE APPROVAL TICKET 10481564I WORK FOR CROWN FINANCIAL PARTNERS, AND OFFER FIXED TRADITIONAL INSURANCE THROUGH THE ENTITY. 3) SEOK JO POSITION: Agent NATURE: Sole Prorietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/01/1998 ADDRESS: 8665 Wilshire Blvd., Suite 200, Beverly Hills CA 90211 DESCRIPTION: Offer fixed insurance products. 4) CROWN FINANCIAL PARTNERS POSITION: CHIEF INVESTMENT OFFICER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2015 ADDRESS: 8665 Wilshire Blvd., Suite 200, Beverly Hills CA 90211 DESCRIPTION: Legal entity.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2015-04-13
S65	Uniform Investment Adviser Law Examination	1999-04-01

S63 Uniform Securities Agent State Law Examination

2015-04-13
S65 Uniform Investment Adviser Law Examination

1999-04-01

Designations

Other Names

Soek Hyon Jo
Seok Hyon Jo

View on SEC IAPD