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Patricia A A. Dukes

Ubs Financial Services Inc.

Nashville, TN

Buchanan Dam, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-04-05
  • TX RA
    APPROVED
    Since 2006-04-05

Branch Locations

315 Deadrick Street 16Th Floor, Nashville, TN 37238 • United States

Buchanan Dam, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Beaumont TX 05/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-02
  • S66 Uniform Combined State Law Examination
    2006-04-02
Other Names
  • Patricia Anne Telford
  • Trish Wilkinson
  • Patricia Anne Dukes
  • Patricia Dukes Wilkinson
  • Patricia A. Wilkinson
  • Patricia Anne A. Dukes

View on SEC IAPD

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