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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-06-01 |
| TX | RA | APPROVED_RES | 2021-05-20 |
Branch Locations
5390 Kietzke Lane Suite 200, Reno, NV 89511 • United States
917 Tahoe Boulevard Suite 200, Incline Village, NV 89451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Las Vegas | NV | 04/2011 | 04/2021 |
| Morgan Stanley | Reno | NV | 04/2021 | Present |
*436609 - Mountain Brewing LLC; Investment related Yes; Reno, NV; Restaurant/Bar/Nightclub; Treasurer (proprietor, partner, officer, director, employee, trustee, agent); May 2018; During business hours: 0; After business hours: 10; Accounting/Bookkeeping, Administrative, Check Signing/Funds Disbursements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-04 |
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