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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Baltimore | MD | 12/2011 | 01/2021 |
| Janney Montgomery Scott Llc | Westminster | MD | 01/2021 | 09/2023 |
| Janney Montgomery Scott Llc | Westminster | MD | 09/2023 | 12/2025 |
| Lpl Financial | Catonsville | MD | 01/2026 | Present |
| Retirement & Investment Group Llc | Catonsville | MD | 01/2026 | Present |
1)12/16/2025 - RETIREMENT & INVESTMENT GROUP LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-05 |
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