Cynthia Susan Pelosi

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 02/2017
  Invest Financial Corporation, Inc.
  Tampa, FL
• 06/2017 → 09/2019
  Swan Global Investments, Llc
  Durango, CO
• 02/2017 → 06/2017
  Unemployed
  New Port Richey, FL
• 07/2017 → 09/2019
  Northern Lights Distributors, Llc
  Elkhorn, NE
• 09/2021 → 01/2022
  Massmutual Life Insurance Co.
  Tampa, FL
• 09/2021 → 01/2022
  Mml Investors Services
  Tampa, FL
• 04/2020 → 04/2021
  Grow Financial Credit Union
  Tampa, FL
• 10/2019 → 04/2020
  Pelosi Chiropractic
  New Port Richey, FL
• 04/2021 → 09/2021
  Unemployed
  New Port Richey, FL
• 01/2022 → Present
  Fsc Securities Corporation
  Atlanta, GA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2022-01-11 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
  Trinity, FL
  Hudson, FL
• 2021-09-22 → 2022-01-06
  Mml Investors Services, Llc
  Tampa, FL
• 2017-11-14 → 2019-10-04
  Swan Global Investments, Llc
  Tampa, FL
  Durango, CO
• 2016-06-02 → 2017-02-22
  Invest Financial Corporation
  Appleton, WI
• 2013-10-22 → 2015-01-30
  Msi Financial Services, Inc.
  New Port Ritchey, FL
  Springfield, MA
  Charlotte, NC
• 2007-06-22 → 2012-11-05
  Lpl Financial Llc
  San Diego, CA
• 2006-07-11 → 2006-12-31
  Kelmoore Investment Company, Inc.
  Palo Alto, CA
  Palo Alto, CA
• 2001-09-12 → 2003-03-17
  William R. Hough & Co.
  St.PEtersburg, FL

Other Businesses

1) Name: Prodigy Event Planning, Inv Rel:N Address: @ Residential Address on file, Nature: Wedding & Event Planning, Position: Owner, Start: 05/10/2021, No Hr/Mo:10 No Hr/Mo Dur Trading:0 Duties: Wedding & event planning consultations with clients and day of event coordination. 2) PRODIGY EVENT PLANNING POSITION: owner NATURE: Wedding & Event Planning INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/10/2021 ADDRESS: 2659 Brinley Dr, Trinity FL 34655, United States DESCRIPTION: coordinating vendors and building timelines

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-07
• S63 Uniform Securities Agent State Law Examination
  2002-04-15

Other Names

• Cynthia Susan Bobowski
• Cynthia Susan Wallace
• Cindy Wallace
• Cynthia Susan Wallace
• Cynthia Susan Schwiebert