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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-10-31 |
| ND | RA | APPROVED | 2022-10-18 |
| TX | RA | APPROVED_RES | 2022-10-14 |
Branch Locations
4207 28Th Avenue South 2Nd Floor, Fargo, ND 58104 • United States
Fargo, ND • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fargo | ND | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fargo | ND | 11/2016 | 10/2022 |
| Rbc Capital Markets, Llc | Fargo | ND | 10/2022 | Present |
POWER OF ATTORNEY FOR MOTHER; INV. RELATED; FARGO, ND; START DAE 5/2020. POWER OF ATTORNEY FOR FATHER; INV. RELATED; FARGO, ND; START DAE 5/2020. NAME OF ENTITY: Fargo Post 2 Baseball ADDRESS: 1137 Elm Street Fargo, ND 58102 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Legion Baseball volunteer board member CAPACITY: Board of Directors * START DATE: 09/01/22 DUTIES: Volunteer at games and events, attend meetings HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-26 |
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