Christopher Stephen Meier

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Fargo, ND
• 11/2016 → 10/2022
  Wells Fargo Clearing Services, Llc
  Fargo, ND
• 10/2022 → Present
  Rbc Capital Markets, Llc
  Fargo, ND

Previous Registrations

• 2011-01-03 → 2022-10-19
  Wells Fargo Clearing Services, Llc
  Sioux Falls, SD
  Fargo, ND
  Bismarck, ND
• 2003-11-10 → 2011-01-03
  Wells Fargo Investments, Llc
  Fargo, ND
  Fargo, ND
• 2003-09-09 → 2003-10-17
  Invest Financial Corporation
  Fargo, ND
• 2000-04-19 → 2003-09-16
  Cetera Wealth Services, Llc
  Fargo, ND

Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; FARGO, ND; START DAE 5/2020. POWER OF ATTORNEY FOR FATHER; INV. RELATED; FARGO, ND; START DAE 5/2020. NAME OF ENTITY: Fargo Post 2 Baseball ADDRESS: 1137 Elm Street Fargo, ND 58102 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Legion Baseball volunteer board member CAPACITY: Board of Directors * START DATE: 09/01/22 DUTIES: Volunteer at games and events, attend meetings HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-01-06
• S63 Uniform Securities Agent State Law Examination
  1998-06-26

Other Names

• Chris Meier