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Dante Fichera

Independent Investment Bankers, Corp.

Austin, TX

Austin, TX

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Current Employers
Independent Investment Bankers, Corp.

11802 Domain Blvd 3Rd Floor, Austin, TX 78758 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-14
  • TX RA
    APPROVED
    Since 2016-12-14

Branch Locations

600 Congress Avenue 14Th Floor, Austin, TX 78701 • United States

11801 Domain Blvd 3Rd Floor, Austin, TX 78758 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Investment Bankers Austin TX 05/2010 Present
  • 05/2010 → Present
    Independent Investment Bankers
    Austin, TX
Previous Registrations
  • 2009-07-06 → 2010-01-13
    Tejas Securities Group, Inc.
    Austin, TX
    Austin, TX
  • 2009-03-11 → 2009-05-27
    Financial Advisers Of America, Llc
    Carlsbad, CA
  • 2007-07-02 → 2009-02-27
    Girard Securities, Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-30
  • S66 Uniform Combined State Law Examination
    2007-06-30
Other Names
  • Dante Fichera
  • Dante Fichera

View on SEC IAPD

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Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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