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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2019-10-31 |
| TX | RA | APPROVED | 2019-10-16 |
Branch Locations
5310 Kietzke Lane Suite 201, Reno, NV 89511-2044 • United States
Washoe Valley, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fallon | NV | 10/2009 | 10/2019 |
| Bank Of America,Na | Reno | NV | 10/2009 | 10/2019 |
| Rbc Capital Markets, Llc. | Reno | NV | 10/2019 | Present |
| City National Bank | Reno | NV | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-29 |
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