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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-12 |
Branch Locations
280 N Pantano, Tucson, AZ 85710-2344 • United States
951 E. Hermans Rd, Tucson, AZ 85734 • United States
3131 E Speedway, Tucson, AZ 85716 • United States
7970 Thornydale Road, Tucson, AZ 85741-1444 • United States
971 W Wetmore Road, Tucson, AZ 85705 • United States
7820 N. Cortaro Rd., Marana, AZ 85743 • United States
9036 S. Houghton Rd, Tucson, AZ 85747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Tucson | AZ | 02/2007 | Present |
1. 6/11/2007: DBA ONLY - HFCU FINANCIAL SERVICES - TUCSON, AZ. 2. 3/22/2012: NON-VARIABLE INSURANCE - BCBS OF ARIZONA - BROKER FOR BLUE CROSS BLUE SHIELD OF AZ. - TIME SPENT 1% - TUCSON, AZ. 3. 3/26/2012: OTHER-BANK DUTIES - HUGHES FEDERAL CREDIT UNION - EMPLOYEE OF HUGHES FEDERAL CREDIT UNION - TIME SPENT 1% - TUCSON, AZ.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-03-16 |
| S66 | Uniform Combined State Law Examination | 2000-01-31 |
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