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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-28
  • NJ RA
    APPROVED
    Since 2025-03-28

Branch Locations

195 Main St Ste 101, Woodbridge, NJ 07095 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center, Inc Woodbridge NJ 01/2005 03/2025
Ic Advisory Services, Inc. Woodbridge NJ 06/2006 03/2025
Krause Financial Group, Llp Woodbridge NJ 03/2025 Present
Cetera Wealth Services, Llc El Segundo CA 03/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2025 Present
  • 01/2005 → 03/2025
    The Investment Center, Inc
    Woodbridge, NJ
  • 06/2006 → 03/2025
    Ic Advisory Services, Inc.
    Woodbridge, NJ
  • 03/2025 → Present
    Krause Financial Group, Llp
    Woodbridge, NJ
  • 03/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2006-06-02 → 2025-08-19
    Ic Advisory Services, Inc.
    Bedminster, NJ
    Woodbridge, NJ
    Woodbridge, NJ
    Monte Santa Maria Tiberina
  • 2005-09-13 → 2006-06-02
    The Investment Center, Inc.
    Woodbridge, NJ
    Woodbridge, NJ
    Monte Santa Maria Tiberina
Other Businesses

1. NAME OF OTHER BUSINESS: KRAUSE FINANCIAL GROUP, LLP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX ADVISORY AND PREPARATION OF RETURNS; START DATE: 01/2001; POSITION/TITLE/RELATIONSHIP: GENERAL PARTNER / EA; APX NUMBER OF HOURS PER WEEK: 7; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: TAX ADVISORY AND PREPARATION OF RETURNS; 2. NAME OF OTHER BUSINESS: NOTARY; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY; START DATE: 01/2004; POSITION/TITLE/RELATIONSHIP: NOTARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NOTARY; 3. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 02/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR USING NORTH RIDGE WEALTH AS A DBA NAME;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-12-21
  • S63 Uniform Securities Agent State Law Examination
    2000-12-21
Designations

View on SEC IAPD

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