Dennis Jeffrey Fergusson

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → Present
  Commonwealth Financial Network
  Waltham, MA
• 01/2007 → Present
  Fergusson Financial
  Reading, MA

Other Businesses

1. FIXED INSURANCE SALES; AS AN AGENT UNDER THE DBA NAME FERGUSSON FINANCIAL; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. OWNER AND PRESIDENT OF FERGUSSON FINANCIAL, INC., ENTITY CREATED TO FACILITATE SECURITIES, ADVISORY, AND INSURANCE BUSINESS; NOT INVESTMENT RELATED; CONDUCTED FROM BRANCH LOCATION.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-06-23

Designations

• Certified Financial Planner