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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-01-16
  • MA RA
    APPROVED
    Since 2014-01-16

Branch Locations

200 Park Street, North Reading, MA 01864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 01/2007 Present
Fergusson Financial Reading MA 01/2007 Present
Other Businesses

1. FIXED INSURANCE SALES; AS AN AGENT UNDER THE DBA NAME FERGUSSON FINANCIAL; CONDUCTED FROM BRANCH LOCATION; INVESTMENT RELATED. 2. OWNER AND PRESIDENT OF FERGUSSON FINANCIAL, INC., ENTITY CREATED TO FACILITATE SECURITIES, ADVISORY, AND INSURANCE BUSINESS; NOT INVESTMENT RELATED; CONDUCTED FROM BRANCH LOCATION.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-23
  • S63 Uniform Securities Agent State Law Examination
    1998-06-23
Designations

View on SEC IAPD

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