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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-14
DE RA APPROVED 1998-08-03
  • TX RA
    APPROVED_RES
    Since 2017-12-14
  • DE RA
    APPROVED
    Since 1998-08-03

Branch Locations

3520 Silverside Rd Ste 25, Wilmington, DE 19810 • United States

Wilmington, DE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Wilmington DE 09/2005 03/2020
Ameriprise Financial Services, Llc Wilmington DE 03/2020 Present
Other Businesses

Business Ownership; JAMM LLC; ; Lease commercial real estate; 10 Nicholas DrivePennsville, NJ 08070, ,; ; ; 1 to 9 hours per month; / Gioia Realty LLC; Oversee rental property owned by LLC; Lease commercial real estate; 3520 Silverside Road, Ste 25, , Wilmington, DE, 19810; Not Investment-Related; 05/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / CEMA LLC; Co-owner; Real Estate; 1309 Veale Road, Ste 10, Wilmington, DE, 19810; Not Investment-Related; 12/15/2004; 1 to 9 hours per month; 1 to 9 during trading hours / Truecore LLC; Co-owner; Manage Ameriprise Business; 3520 SILVERSIDE RD STE 25, , WILMINGTON, DE, 19810; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours. Board of Directors; Silverside Commons Condo Council; Board Member; Treasurer; 3516 Silverside Road, Unit 14Wilmington, DE 19810, ,; ; 03/03/2014; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Truecore LLC; Co-owner; Manage advisory business; 3520 SILVERSIDE RD STE 25, , WILMINGTON, DE, 19810; Investment-Related; 01/01/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-07-27
S63 Uniform Securities Agent State Law Examination 1998-06-26
  • S65 Uniform Investment Adviser Law Examination
    1998-07-27
  • S63 Uniform Securities Agent State Law Examination
    1998-06-26

View on SEC IAPD

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