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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | West Palm Beach | FL | 03/1998 | 11/2024 |
| Prudential Insurance Company Of America | West Palm Beach | FL | 03/1988 | Present |
| Lpl Enterprise, Llc | Palm City | FL | 11/2024 | Present |
1) 09/27/2024 - Monisera & Associates, Inc. - Insurance sales, service or advice Insurance sales, service or advice Insurance sales, service or advice Insurance sales/service - Property and Casualty - Inv Related - At Palm City, FL - Start Date 12/01/2007 - 5hrs/mth - 5hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-04-17 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
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