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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-20 |
| CA | RA | APPROVED | 2016-04-13 |
Branch Locations
1825 E Buckeye Rd, Phoenix, AZ 85034 • United States
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 03/2016 | Present |
OAA#: 1128 | ORG NAME:YOGA INSTRUCTOR | ORG ADDR:GLENDALE, AZ, US | NATURE OF BUS:YOGA | INVST REL:N | TITLE:YOGA INSTRUCTOR | DUTIES:TEACHES PUBLIC YOGA CLASSES | START DT:03/11/2010 | TOTAL HRS P/M:10 | SEC TRDNG HRS P/M:0OAA#: 1130 | ORG NAME:TAROT CARD READING | ORG ADDR:GLENDALE, AZ, US | NATURE OF BUS:TAROT CARDS | INVST REL:N | TITLE:READER | DUTIES:READING TAROT CARDS FOR THE GENERAL PUBLIC | START DT:03/11/2010 | TOTAL HRS P/M:10 | SEC TRDNG HRS P/M:0I*1865269, Entity Type Entity For Profit, Name of OBA: Desert Sky Astrology, LLC Address: PeoriaArizona85382 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 06/03/2024 No Hours: 6 weekly No Hours during trading: 0 Duties: Creating astrology reports and providing readings to astrology clients I*3506272 Entity Type: Entity For Profit Name of OBA: Go Koala Inc Address: Brooklyn, New York, 11249 Investment Related: No Position, Title, Association: Other Employee Start Date: 01/12/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: timeshare rentals I will be renting out my timeshare
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-25 |
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