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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
4412 Potter Road, Stalling, NC 28104 • United States
11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Charlotte | NC | 12/2007 | 11/2024 |
| Prudential Insurance Company Of America | Charlotte | NC | 12/2007 | Present |
| Lpl Enterprise, Llc | Stalling | NC | 11/2024 | Present |
1) 03/10/2025- Atomy- Direct Sales/ MLM- As a member and a distributor, i use the nutrition and cosmetic products and recommend to my friends- not inv. related- at Charlotte, NC - start date 05/10/2023- 3hrs/mnth-0hrs during trading 2) 03/10/2025- SS Hart Street LLC- Real Estate Rental- As a manager, I work with the super of the building and take care of the tenants requests and also the building repair needs.- inv. related- at Brooklyn, NY- start date 09/15/2012- 4hrs/mnth-0hrs during trading 3) 03/10/2025- SS NC LLC-Real Estate Rental- supervise the realtor who manages the rental properties and do some bookkeeping- inv. related- at Charlotte, NC- start date 06/19/2018- 3hrs/mnth-0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-20 |
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