Charles Keith Dixon

Current Employers

Employment History

• 10/2009 → 10/2016
  Ameriprise Financial Services, Inc.
  Charlotte, NC
• 10/2016 → Present
  Lpl Financial Llc
  Matthews, NC
• 10/2016 → Present
  Independent Advisor Alliance, Llc
  Matthews, NC

Previous Registrations

• 2009-10-05 → 2016-10-07
  Ameriprise Financial Services, Llc
  Charlotte, NC
  Charlotte, NC
• 2007-11-30 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Charlotte, NC
• 2001-12-31 → 2007-12-04
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC

Other Businesses

1) 10/6/2016: KDX PARTNERS LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/19/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - Investment company. 2) 10/6/2016: Rutledge Financial Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/14/2016 - 360 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - Advisory business. 3) 11/2/2016: Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Registered Investment Advisor Hybrid - Started 08/04/2016 - 320 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 9/2/16. I expect to spend approximately 320 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 11/2/2016: Independent Advisor Alliance - DBA: (Hybrid) Rutledge Financial Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 8/15/2016 - 340 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 9/2/16. I expect to spend approximately 340 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-25
• S63 Uniform Securities Agent State Law Examination
  1994-01-21

Other Names

• Keith Dixon