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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-11-05
  • NC RA
    APPROVED
    Since 2015-11-05

Branch Locations

2409-B Plantation Center Drive, Matthews, NC 28105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairway Financial Matthews NC 10/2015 Present
Founders Financial Securities Llc Towson MD 10/2015 Present
Previous Registrations
Other Businesses

1) FairWay Financial, LLC.; Investment Related; 2409 Plantation Center Dr Ste. B Matthews, NC 28105; Start Date: 08/01/2007; Insurance Sales;5 Hrs. per month; 5 Hrs. during trading; Provide clients with insurance advice and products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-13
  • S66 Uniform Combined State Law Examination
    2004-12-13
Other Names
  • Dave Reid

View on SEC IAPD

Other Firms

Other Investors

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