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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-04-17 |
| TX | RA | APPROVED | 2025-04-17 |
Branch Locations
2660 Eastchase Lane Suite 104 1St Fl, Montgomery , AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Montgomery | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Montgomery | AL | 11/2016 | 04/2025 |
| Wells Fargo Advisors Financial Network, Llc | Montgomery | AL | 04/2025 | Present |
BUCK CREEK-JOHNSON, LLC; INVESTMENT RELATED; MONTGOMERY,AL; 7% OWNERSHIP; START DATE 2/4/2021; 1 HOUR PER MONTH 0 HOURS DURING TRADING| BELL CHAMBERS-JOHNSON LLC, INV RELATED, MONTGOMERY, AL, 10% OWNERSHIP, START 7/31/24;1 HOUR PER MONTH, 0 DURING TRADING; OWNER, NO DUTIES.| EH JOHNSON, LLC; INV RELATED; MONTGOMERY, AL; 100% OWNERSHIP; START 07/2024; 160 HOURS PER MONTH; 160 HOURS DURING TRADING; FINET PRACTICE.| SAGEGROWTH WEALTH MANAGEMENT LLC; INV RELATED; MONTGOMERY, AL; 33% OWNERSHIP; START 07/01/2024; 160 HOURS PER MONTH;160 HOURS DURING TRADING; FINET PRACTICE.| HEADCASED LLC; INV RELATED; MONTGOMERY, AL; 100% OWNERSHIP; START DATE 02/10/2025; 10 HOURS PER MONTH; 0 HOURS DURING TRADING; DESIGN AND PRODUCE PILLOWCASES| EASTWOOD CHRISTIAN SCHOOL; NOT INV RELATED; MONTGOMERY, AL; BOARD MEMBER; START DATE 07/01/2023; 5 HOURS PER MONTH; 0 HOURS DURING TRADING| SAGEGROWTH WEALTH MANAGEMENT LLC; INV RELATED; MONTGOMERY, AL; TRUSTEE; START DATE 02/25/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-05-04 |
| S65 | Uniform Investment Adviser Law Examination | 2004-01-22 |
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