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Melissa Lynn Humm

Osaic Wealth, Inc.

Findlay, OH

Maumee, OH

CRD 3054754

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-10-14
  • OH RA
    APPROVED
    Since 2021-10-14

Branch Locations

2498 Bluestone Drive Suite A, Findlay, OH 45840 • United States

655 Beaver Creek Circle, Maumee, OH 43537 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kona Ice-Findlay Florence KY 09/2013 Present
The Huntington Investment Company Columbus OH 04/2015 05/2018
The Huntington Investment Company Columbus OH 05/2018 10/2021
Royal Alliance Associates, Inc. Maumee OH 10/2021 06/2023
Savage Associates Maumee OH 10/2021 Present
Osaic Wealth, Inc. Maumee OH 06/2023 Present
Previous Registrations
Other Businesses

1. SAVAGE AND ASSOCIATES POSITION: Senior Supervision and Compliance Officer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 10/25/2021 ADDRESS: 655 Beaver Creek Circle, Maumee OH 43537, United States DESCRIPTION: Provide supervision and compliance support for associated Savage financial professionals in adherence to RAA policy. 2. KONA ICE-FINDLAY NWO, INC. POSITION: VP/Secretary NATURE: Shaved ice food truck. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: 2119 Stonecliff Dr., Findlay OH 45840, United States DESCRIPTION: This is my husband's primary employment. He owns the franchise and I am part owner. I may help him with office work but essentially, I do not perform any functions during regular office hours. 3. TRAVELIN TOM'S OF FINDLAY POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2023 ADDRESS: 2119 Stonecliff Dr, Findlay OH 45840, United States DESCRIPTION: I am a part owner of this mobile coffee truck franchise.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-13
  • S66 Uniform Combined State Law Examination
    2005-01-13
Other Names
  • Melissa L Pelow
  • Melissa L Cunningham
  • Melissa Lynn Cunningham

View on SEC IAPD

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