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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-27 |
| FL | RA | APPROVED | 2021-06-30 |
| MD | RA | APPROVED | 1998-07-07 |
Branch Locations
130 Admiral Cochrane Dr Ste 102, Annapolis, MD 21401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Annapolis | MD | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Annapolis | MD | 03/2020 | Present |
Business Ownership; JVM Group, LLC; paying bills; simply supports planning practice; 1500 State Street, Unit 405, , Sarasota, FL, 34236; Investment-Related; 04/16/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-08-03 |
| S65 | Uniform Investment Adviser Law Examination | 1998-06-20 |
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