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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
208 Bonnet Street, Manchester Center, VT 05255 • United States
324 Grove Street, Worcester, MA 01605 • United States
Sandwich, MA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Worcester | MA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Archstone Financial Partners | Worcester | MA | 05/2025 | Present |
1. NAME OF ENTITY:Archstone Group; Yes; 329 GROVE ST; WORCESTER; MA; 1605; Financial Services/DBA; Managing Partner; 5/1/2015; 160; 160; Sale of fixed insurance, securities, and investment products. 2. NAME OF ENTITY:Archstone Financial; Yes; 347 GROVE ST; WORCESTER; MA; 1605; Financial Services/DBA; Managing Partner; 5/1/2015; 160; 160; Sale of fixed insurance, securities, and investment products. 3. NAME OF ENTITY: Independent Insurance Agent; Yes; 340 GROVE ST; WORCESTER; MA; 1605; fixed insurance sales; independent insurance agent; 2/28/2014; 160; 160; sales of fixed insurance 4. NAME OF ENTITY:Anthony Lopopolo- Fishing; No; 215 Ball Hill Road; Princeton; MA; 01541; Commercial Fishing; Owner; 9/1/2020; 8; 0; Commercial fishing permit for Tuna and have the ability to sell Bluefin Tuna; 5. NAME OF OTHER BUSINESS: ARCHSTONE FINANCIAL PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-07-31 |
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