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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

208 Bonnet Street, Manchester Center, VT 05255 • United States

324 Grove Street, Worcester, MA 01605 • United States

Sandwich, MA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Worcester MA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Archstone Financial Partners Worcester MA 05/2025 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Worcester, MA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 05/2025 → Present
    Archstone Financial Partners
    Worcester, MA
Previous Registrations
Other Businesses

1. NAME OF ENTITY:Archstone Group; Yes; 329 GROVE ST; WORCESTER; MA; 1605; Financial Services/DBA; Managing Partner; 5/1/2015; 160; 160; Sale of fixed insurance, securities, and investment products. 2. NAME OF ENTITY:Archstone Financial; Yes; 347 GROVE ST; WORCESTER; MA; 1605; Financial Services/DBA; Managing Partner; 5/1/2015; 160; 160; Sale of fixed insurance, securities, and investment products. 3. NAME OF ENTITY: Independent Insurance Agent; Yes; 340 GROVE ST; WORCESTER; MA; 1605; fixed insurance sales; independent insurance agent; 2/28/2014; 160; 160; sales of fixed insurance 4. NAME OF ENTITY:Anthony Lopopolo- Fishing; No; 215 Ball Hill Road; Princeton; MA; 01541; Commercial Fishing; Owner; 9/1/2020; 8; 0; Commercial fishing permit for Tuna and have the ability to sell Bluefin Tuna; 5. NAME OF OTHER BUSINESS: ARCHSTONE FINANCIAL PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2025, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-31
  • S63 Uniform Securities Agent State Law Examination
    1998-07-31

View on SEC IAPD

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