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CRD 3114193
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-11 |
| SD | RA | APPROVED | 2024-12-16 |
| IA | RA | APPROVED | 2013-10-15 |
Branch Locations
13625 California St Ste 200 [Gl-Rbo], Omaha, NE 68154 • United States
2220 Hamilton Blvd, Sioux City, IA 51104 • United States
600 4Th St, Sioux City, IA 51101 • United States
810 Cottage Ave, Vermillion, SD 57069 • United States
4360 Sergeant Rd, Sioux City, IA 51106 • United States
3100 Broadway Ave, Yankton , SD 57078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Sioux City | IA | 10/2008 | Present |
| Wells Fargo Advisors Llc | Sioux City | IA | 09/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux City | IA | 11/2016 | Present |
BISHOP HEELAN SCHOOL; NOT INVESTMENT RELATED; SIOUX CITY; FINANCE COMMITTEE MEMBER; 01/17/2025; 2 HOURS PER MONTH; NO HOURS DURING TRADING HOURS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-09 |
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