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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-03-25 |
Branch Locations
2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States
Clarendon Hills, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Hinsdale | IL | 04/1998 | 03/2017 |
| Mml Investors Services, Llc | Lisle | IL | 03/2017 | Present |
| Mass Mutual Life Insurance Company | Lisle | IL | 07/2016 | Present |
(1) Name: Ajit Pant Inv rel: Y Add: 1114 Hull Ave. Westchester, IL 60154 Nature: Simple Rental Property Position: Co Owner with Daughter Start date: 10/2017 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties: Co Owner. (2) Name: Ajit Pant Inv rel: Y Add: 1305 N Lind Ave Berkeley, IL 60163 Nature: Simple Rental Property Position: Owner/Landlord Start date: 02/2015 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: Landlord. (3) Name: Ajit Pant Inv rel: Y Add: 1015 Hull Ave Westchester, IL 60154 Nature: Simple Rental Property Position: Owner Start date: 12/2013 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: Landlord. (4) Name: Ajit Pant Inv rel: Y Add: At Residential Address Nature: Outside Insurance; Individual Life, Property/Casualty, Health, Group Life, Group Health. Position: Sales, Agent Start date: 03/2008 No. HR/MO: 3 No. HR/MO during sec trading: 1 (5) Name: American Association of Engineers of Indian Origin Inv rel: N Add: At Residential Address Nature: Nonprofit Organization Position: Founder and Board Member Start date: 10/22/2021 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Help direct the activities of the association to provide a platform for an educational Charity, Technological, and Scientific interaction. Create networking opportunities to upgrade skills and careers and encourage innovation and entrepreneurship in new and challenging areas. (6) Name: US India Chamber of Commerce, Midwest Inv Rel: Y Add: Residential Nature: Board Service Position: Member of the Board and President Start Date: 01/01/2000 No Hrs/Mo: 4 No Hr/Mo During Sec Trading: 0 Duties: Conduct meetings and discussions to promote the mission of the organization
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-28 |
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