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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-03-25
  • IL RA
    APPROVED
    Since 2017-03-25

Branch Locations

2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States

Clarendon Hills, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Hinsdale IL 04/1998 03/2017
Mml Investors Services, Llc Lisle IL 03/2017 Present
Mass Mutual Life Insurance Company Lisle IL 07/2016 Present
  • 04/1998 → 03/2017
    Metlife Securities Inc.
    Hinsdale, IL
  • 03/2017 → Present
    Lisle, IL
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Lisle, IL
Previous Registrations
  • 2001-11-16 → 2017-03-25
    Msi Financial Services, Inc.
    Downers Grove, IL
    Downers Grove, IL
Other Businesses

(1) Name: Ajit Pant Inv rel: Y Add: 1114 Hull Ave. Westchester, IL 60154 Nature: Simple Rental Property Position: Co Owner with Daughter Start date: 10/2017 No. HR/MO: 4 No. HR/MO during sec trading: 0 Describe duties: Co Owner. (2) Name: Ajit Pant Inv rel: Y Add: 1305 N Lind Ave Berkeley, IL 60163 Nature: Simple Rental Property Position: Owner/Landlord Start date: 02/2015 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: Landlord. (3) Name: Ajit Pant Inv rel: Y Add: 1015 Hull Ave Westchester, IL 60154 Nature: Simple Rental Property Position: Owner Start date: 12/2013 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: Landlord. (4) Name: Ajit Pant Inv rel: Y Add: At Residential Address Nature: Outside Insurance; Individual Life, Property/Casualty, Health, Group Life, Group Health. Position: Sales, Agent Start date: 03/2008 No. HR/MO: 3 No. HR/MO during sec trading: 1 (5) Name: American Association of Engineers of Indian Origin Inv rel: N Add: At Residential Address Nature: Nonprofit Organization Position: Founder and Board Member Start date: 10/22/2021 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Help direct the activities of the association to provide a platform for an educational Charity, Technological, and Scientific interaction. Create networking opportunities to upgrade skills and careers and encourage innovation and entrepreneurship in new and challenging areas. (6) Name: US India Chamber of Commerce, Midwest Inv Rel: Y Add: Residential Nature: Board Service Position: Member of the Board and President Start Date: 01/01/2000 No Hrs/Mo: 4 No Hr/Mo During Sec Trading: 0 Duties: Conduct meetings and discussions to promote the mission of the organization

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-06
S63 Uniform Securities Agent State Law Examination 1998-12-28
  • S65 Uniform Investment Adviser Law Examination
    2001-07-06
  • S63 Uniform Securities Agent State Law Examination
    1998-12-28

View on SEC IAPD

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