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Bradley John Moore

Morgan Stanley

San Jose, CA

San Francisco, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-08
CA RA APPROVED 2021-10-01
  • TX RA
    APPROVED
    Since 2021-10-08
  • CA RA
    APPROVED
    Since 2021-10-01

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Jose CA 04/2021 10/2021
Wells Fargo Bank, N.A. San Jose CA 09/2005 10/2021
Morgan Stanley Smith Barney Llc San Francisco CA 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 10/2021 Present
  • 04/2021 → 10/2021
    Wells Fargo Clearing Services, Llc
    San Jose, CA
  • 09/2005 → 10/2021
    Wells Fargo Bank, N.A.
    San Jose, CA
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    San Francisco, CA
  • 10/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-09-10
  • S63 Uniform Securities Agent State Law Examination
    2021-09-10
Designations
Other Names
  • Bradley John Moore
  • Brad Moore
  • Bradley J Moore

View on SEC IAPD

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EQUITABLE ADVISORS, LLC
ROLO VENTURES MANAGEMENT LLC
TIGER & BULLDOG MANAGEMENT, LLC
HICKOK ADVISORY, LLC

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Adrian Baker
Bianca N. Cross
Jonathan A Stoft
BAO DINH
Luke Maura
BEN Wolff KRUGMAN
DANIEL ROY OWENS

Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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