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Jeffrey M Yun

Charles Schwab Investment Management, Inc

Naples, FL

San Francisco, CA

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Current Employers
Charles Schwab Investment Management, Inc

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-07-07
  • FL RA
    APPROVED
    Since 2020-07-07

Branch Locations

600 5Th Avenue South Suite 210, Naples, FL 34102 • United States

425 Market Street Suite 1700, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wasmer, Schroeder & Company, Inc. Naples FL 09/2009 07/2020
Charles Schwab Investment Management, Inc. Naples FL 07/2020 Present
Previous Registrations
  • 2009-10-16 → 2020-07-02
    Wasmer Schroeder
    Naples, FL
  • 2006-05-03 → 2008-04-08
    Private Capital Management, Lp
    Baltimore, MD
Other Businesses

Karen Cunningham Memorial Foundation, Inc.|Investment Related:Yes|4518 Watrous Avenue;Tampa;FL;33629;USA|Nonprofit Charitable Organizations|Director|2022-01-11|HoursPerMonth:|HoursSpentduringSecurityTrading:0|Help to manage the financial affairs of the organization, including collecting and distributing funds, and investing charitable donations.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-24
S63 Uniform Securities Agent State Law Examination 1998-09-25
  • S65 Uniform Investment Adviser Law Examination
    2006-04-24
  • S63 Uniform Securities Agent State Law Examination
    1998-09-25
Other Names
  • Jeff Yun
  • Jeffrey Moon Yun

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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