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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-08 |
| PA | RA | APPROVED | 2018-10-04 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apw Capital, Inc. | Parsippany | NJ | 12/2008 | 09/2018 |
| Compass Ion Advisors, Llc | Conshohocken | PA | 12/2008 | 09/2018 |
| The Vanguard Group, Inc. | Malvern | PA | 10/2018 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 1)NAME OF BUSINESS: Maintaining Insurance License INVESTMENT RELATED: ADDRESS: Royersford, PA NATURE OF BUSINESS: Insurance License POSITION: None; maintaining only START DATE: 09/2018 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: None; maintaining only
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-18 |
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