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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-03-01 |
Branch Locations
161 Washington St Ste 1300, Conshohocken, PA 19428-2055 • United States
Eagleville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Collegeville | PA | 09/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Collegeville | PA | 11/2016 | 03/2019 |
| Ameriprise Financial Services, Inc | Conshorhocken | PA | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Conshohocken | PA | 03/2020 | Present |
Real Estate Ownership; Single Family; 5111 Landis AvenueSea Isle City NJ, 08243, ,; Investment-Related; 06/01/2019. Business Ownership; Lansdowne Limited; Buy and develope; Real estate development. Invest in property improve and sell; 1402 Reiner RoadEagleville, PA 19403, ,; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Joseph Thomas LLC; Real estate investor; Real estate development; 132 Landis Ave, , Sea Isle City, NJ, 08243; Investment-Related; 11/21/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Clever Wing Nuts, LLC; I am 1/3 owner of a property that we are building a house on; Real estate development; 1402 Reiner Road, , Eagleville, PA, 19403; Not Investment-Related; 09/24/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Variety Club; Board Member; 2950 Potshop Road, , Worcester, PA, 19490; Not Investment-Related; 07/22/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-27 |
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