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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-03-01
  • PA RA
    APPROVED
    Since 2019-03-01

Branch Locations

161 Washington St Ste 1300, Conshohocken, PA 19428-2055 • United States

Eagleville, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Collegeville PA 09/2010 11/2016
Wells Fargo Clearing Services, Llc Collegeville PA 11/2016 03/2019
Ameriprise Financial Services, Inc Conshorhocken PA 03/2019 03/2020
Ameriprise Financial Services, Llc Conshohocken PA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 5111 Landis AvenueSea Isle City NJ, 08243, ,; Investment-Related; 06/01/2019. Business Ownership; Lansdowne Limited; Buy and develope; Real estate development. Invest in property improve and sell; 1402 Reiner RoadEagleville, PA 19403, ,; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Joseph Thomas LLC; Real estate investor; Real estate development; 132 Landis Ave, , Sea Isle City, NJ, 08243; Investment-Related; 11/21/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Clever Wing Nuts, LLC; I am 1/3 owner of a property that we are building a house on; Real estate development; 1402 Reiner Road, , Eagleville, PA, 19403; Not Investment-Related; 09/24/2021; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Variety Club; Board Member; 2950 Potshop Road, , Worcester, PA, 19490; Not Investment-Related; 07/22/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-30
S63 Uniform Securities Agent State Law Examination 1998-05-27
  • S65 Uniform Investment Adviser Law Examination
    1998-10-30
  • S63 Uniform Securities Agent State Law Examination
    1998-05-27
Other Names
  • Joseph Padula

View on SEC IAPD

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