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Kathryn H Braun

Ameriprise Financial Services, LLC

Brookfield, WI

Mequon, WI

Pewaukee, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-21
WI RA APPROVED 2013-09-11
  • TX RA
    APPROVED_RES
    Since 2013-11-21
  • WI RA
    APPROVED
    Since 2013-09-11

Branch Locations

300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States

11039 N Towne Square Rd Ste 1, Mequon, WI 53092 • United States

Pewaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Brookfield WI 09/2013 03/2020
Ameriprise Financial Services, Llc Mequon WI 03/2020 Present
Previous Registrations
  • 2009-07-20 → 2013-09-12
    1St Global Advisors Inc
    Waukesha, WI
  • 2009-08-18 → 2010-12-31
    Jannsen Wealth Management, S.C.
    Pewaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-17
  • S66 Uniform Combined State Law Examination
    2009-07-17
Other Names
  • Kathryn H. Braun
  • Kathryn H. Meister
  • Kathryn Helen Braun
  • Katie Braun

View on SEC IAPD

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Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI
WHN INVESTOR SERVICES, INC. · BROOKFIELD, WI

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