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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
909 St. Joseph Street 6Th Floor, Rapid City, SD 57701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Rapid City | SD | 04/2007 | Present |
| Morgan Stanley Smith Barney | Rapid City | SD | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*632367 - Post 22 Baseball; Investment related: No; Rapid City, South Dakota; Recreation; Assistant Baseball Coach(proprietor, partner, officer, director, employee, trustee, agent); 3/2025; During business hours: 0; After business hours: 30; Assist in the development of their baseball players
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-27 |
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