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1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-11 |
| SC | RA | APPROVED | 2017-01-28 |
Branch Locations
101 North Main Street Suite 805, Greenville, SC 29601 • United States
1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Greenville | SC | 02/2005 | 11/2016 |
| Various Insurance Carriers For W & R Insurance Agencies | Greenville | SC | 02/2005 | 11/2016 |
| United Healthcare | Minnetonka | MN | 01/2005 | Present |
| Frederic D Shows Llc | Greenville | SC | 01/2014 | Present |
| Lpl Financial, Llc | Greenville | SC | 11/2016 | Present |
| Good Life Advisors, Llc | Wyomissing | PA | 12/2016 | Present |
1) 12/12/2016 - Good Life Financial Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - 160 hr/mth 2) 12/12/2016 - Good Life Insurance - Non-Variable Insurance - sells: LIfe, Health, Disability, LTC, Fixed, Medicare Supplements and Final Expense - 80 hr/mth 3) 12/12/2016 - United Healthcare - Non-Variable Insurance - sells: Health insurance only 4) 12/12/2016 - Frederick D Shows - Business Entity For Tax/Investment Purposes Only - tax entity set up to pay fees and commissions to/from Waddell Reed - start: 1/1/2014 5) 12/13/2016 - Good Life Advisors, LLC - DBA: (HYBRID) Good Life Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 01/21/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Good Life Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2016. I expect to spend approximately 160 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 6) 12/13/2016 - Good Life Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 01/21/2017 - 160 Hours Per Month/8 Hours During Securities Trading - IAR. 7) 9/21/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/31/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Humana Health Insurance. 8). 04/16/2019 - No business name - Investment related - Associates of Clifton park AOCP 747 Pierce Road Clifton Park, NY 12065 - Non-Variable Insurance - start date:04/12/2019 - 2 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-22 |
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