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Current Employers
Good Life Advisors, Llc

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-11
SC RA APPROVED 2017-01-28
  • TX RA
    APPROVED_RES
    Since 2019-01-11
  • SC RA
    APPROVED
    Since 2017-01-28

Branch Locations

101 North Main Street Suite 805, Greenville, SC 29601 • United States

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Greenville SC 02/2005 11/2016
Various Insurance Carriers For W & R Insurance Agencies Greenville SC 02/2005 11/2016
United Healthcare Minnetonka MN 01/2005 Present
Frederic D Shows Llc Greenville SC 01/2014 Present
Lpl Financial, Llc Greenville SC 11/2016 Present
Good Life Advisors, Llc Wyomissing PA 12/2016 Present
  • 02/2005 → 11/2016
    Waddell & Reed, Inc
    Greenville, SC
  • 02/2005 → 11/2016
    Various Insurance Carriers For W & R Insurance Agencies
    Greenville, SC
  • 01/2005 → Present
    United Healthcare
    Minnetonka, MN
  • 01/2014 → Present
    Frederic D Shows Llc
    Greenville, SC
  • 11/2016 → Present
    Lpl Financial, Llc
    Greenville, SC
  • 12/2016 → Present
    Wyomissing, PA
Previous Registrations
  • 2005-03-15 → 2016-12-15
    Waddell & Reed
    Greenville, SC
    Columbia, SC
    Greenville, SC
Other Businesses

1) 12/12/2016 - Good Life Financial Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - 160 hr/mth 2) 12/12/2016 - Good Life Insurance - Non-Variable Insurance - sells: LIfe, Health, Disability, LTC, Fixed, Medicare Supplements and Final Expense - 80 hr/mth 3) 12/12/2016 - United Healthcare - Non-Variable Insurance - sells: Health insurance only 4) 12/12/2016 - Frederick D Shows - Business Entity For Tax/Investment Purposes Only - tax entity set up to pay fees and commissions to/from Waddell Reed - start: 1/1/2014 5) 12/13/2016 - Good Life Advisors, LLC - DBA: (HYBRID) Good Life Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 01/21/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Good Life Advisors, LLC, an independent investment advisor firm. I started this business activity in 12/2016. I expect to spend approximately 160 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial 6) 12/13/2016 - Good Life Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start 01/21/2017 - 160 Hours Per Month/8 Hours During Securities Trading - IAR. 7) 9/21/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/31/2017 - 1 Hour Per Month/0 Hours During Securities Trading - Humana Health Insurance. 8). 04/16/2019 - No business name - Investment related - Associates of Clifton park AOCP 747 Pierce Road Clifton Park, NY 12065 - Non-Variable Insurance - start date:04/12/2019 - 2 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-11
S63 Uniform Securities Agent State Law Examination 1999-03-22
  • S65 Uniform Investment Adviser Law Examination
    2005-03-11
  • S63 Uniform Securities Agent State Law Examination
    1999-03-22
Other Names
  • Fred Shows
  • Fred Shows
  • Frederick Shows

View on SEC IAPD

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