Joshua Scott Corwin

Current Employers

Employment History

• 03/2009 → Present
  Lpl Financial Llc
  Indianapolis, IN
• 06/2017 → Present
  Corwin Company, Llc
  Indianapolis, IN

Previous Registrations

• 2017-07-17 → 2021-12-31
  Corwin Company Llc
  Indianapolis, IN
• 2003-10-31 → 2009-03-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
  Indianapolis, IN
• 2000-02-23 → 2003-11-12
  Osaic Fa, Inc.
  Indianapolis, IN

Other Businesses

1. 2/17/2009: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Time Spent 1% - Recurring premiums paid to policies placed in the past. LTC and Life insurance only. 2. 2/17/2009 - No Business Name - Not Investment Related - Other-Teacher/Instructor - Time Spent 5% - Teach CFP Prepatory classes to students preparing for exam. 3. 1/20/2010 - Corwin Company LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 4/28/2016 - Corwin & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2016 - 100 Hours Per Month/90 Hours During Securities Trading. 5. 8/14/2017 - Corwin Company, LLC - Investment Related - At Reported Business Location(s) - - Registered Investment Advisor Hybrid - Started 07/01/2017- 100 Hours Per Month/90 Hours During Securities Trading - I provide investment advisory services through Corwin Company, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 8/18/2017 - Corwin Company, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/01/2017 - 100 Hours Per Month/90 Hours During Securities Trading - I provide investment advisory services through Corwin Company, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 9/16/2021 - FIERCOR, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 07/22/2021 - 0 Hours Per Month.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-05
• S63 Uniform Securities Agent State Law Examination
  1998-07-28

Designations

Other Names

• Josh Corwin