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Vincent Randall Whatley

Raymond James & Associates, Inc.

Hanover, NH

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-09
VT RA APPROVED 2024-01-12
NH RA APPROVED 2024-01-11
  • TX RA
    APPROVED
    Since 2024-09-09
  • VT RA
    APPROVED
    Since 2024-01-12
  • NH RA
    APPROVED
    Since 2024-01-11

Branch Locations

17 1/2 Lebanon St Ste 3, Hanover, NH 03755-2184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Lebanon NH 06/2009 01/2024
Morgan Stanley Private Bank, N.A. New York NY 01/2015 01/2024
Raymond James & Associates Hanover NH 01/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 06/2009 → 01/2024
    Morgan Stanley Smith Barney Llc
    Lebanon, NH
  • 01/2015 → 01/2024
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2024 → Present
    Raymond James & Associates
    Hanover, NH
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-06-01 → 2024-01-23
    Morgan Stanley
    Hanover, NH
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lebanon, NH
  • 2004-11-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    West Lebanon, NH
    West Lebanon, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-08
S63 Uniform Securities Agent State Law Examination 1999-01-14
  • S66 Uniform Combined State Law Examination
    2004-09-08
  • S63 Uniform Securities Agent State Law Examination
    1999-01-14
Designations
Other Names
  • Randy Whatley

View on SEC IAPD

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MARIA A GILDERDALE
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JOSEPH JOHN PALATUCCI
KIMBERLY A HOUSE

Other Offices

MICHAEL D. TAXMAN INVESTMENT MANAGEMENT · HANOVER, NH
THE LYME TIMBER COMPANY LLC · HANOVER, NH
CWM, LLC · Hanover, NH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HANOVER, NH
GRANITE VALUE CAPITAL, LLC · HANOVER, NH
J.P. MORGAN SECURITIES LLC · Hanover, NH
KESTRA ADVISORY SERVICES, LLC · Hanover, NH
MASCOMA WEALTH MANAGEMENT · HANOVER, NH

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